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Lung Transplantation: Anesthetic Implications

Key Points

  • Lung transplantation may involve one or both lungs and may be performed with or without mechanical circulatory support (MCS).
  • The anesthesiologist plays a critical role throughout the transplant process, from preoperative optimization to postoperative pain and ventilatory management.
  • Careful anesthetic management can reduce the risk of primary graft dysfunction (PGD), which is a leading cause of early postoperative mortality.

Introduction1,2

  • End-stage lung disease may be due to parenchymal disease (obstructive, restrictive, or infectious) or pulmonary vascular disease (Table 1).

Table 1. Etiologies of end-stage lung disease. Abbreviations: MCS, mechanical circulatory support.

  • Lung transplantation is the only therapeutic option for end-stage lung disease
    • However, it has the lowest long-term survival of all solid organ transplants.2
    • PGD is leading cause of death after transplantation.
  • Prognosis after lung transplantation:
    • More than 50% risk of death within 2 years from lung disease if transplant is not performed
    • More than 80% likelihood of surviving more than 90 days posttransplant
    • More than 80% likelihood of surviving 5 years posttransplant from an overall medical perspective, assuming the graft remains functional

Surgical Approaches3

  • Patients may undergo single-lung or double-lung transplantation.
    • Single lung: chronic obstructive pulmonary disease (COPD), other interstitial lung diseases; these patients may also undergo double lung transplantation
    • Double lung: infectious/suppurative lung disease, pulmonary arterial hypertension
    • Older patients may benefit from single lung transplantation due to shorter operative time
  • Surgical approach may involve unilateral or bilateral thoracotomies, clamshell incision, or midline sternotomy.
  • They may be performed with or without MCS.

Preoperative Assessment2

  • Preoperative anesthetic assessment should include evaluation of medical comorbidities, ability to tolerate surgery/anesthesia, and modifiable risk factors.
    • The degree of disability and frailty are independent risk factors for poor outcomes.
    • Cardiovascular assessment should include evaluation for heart failure and atherosclerotic disease.
    • Baseline renal function and risk for perioperative renal dysfunction should be assessed.
    • Poorly controlled diabetes mellitus is associated with poor outcomes.
    • In rapidly worsening pulmonary disease refractory to medical therapy, extracorporeal membrane oxygenation (ECMO) may be considered as a bridge to transplantation.4

Intraoperative Management

Monitors and Vascular Access2

  • Standard American Society of Anesthesiologists monitors, including electrocardiography, noninvasive blood pressure, pulse oximetry, end-tidal carbon dioxide, end-tidal volatile concentration, and temperature
    • If using peripheral venoarterial-ECMO (VA-ECMO), the pulse oximeter should be placed on the right upper extremity, right ear, or nose to monitor for differential hypoxemia.
    • The relationship between measured end-tidal volatile anesthetic concentration and concentration in the brain may be abnormal in end-stage lung disease.
      • Depth of anesthesia monitoring is recommended (e.g., bispectral index monitor).
  • Cerebral oximetry
  • Arterial line for blood pressure monitoring and frequent arterial blood gases
    • If using peripheral VA-ECMO, the arterial line should be placed in the right upper limb.
  • Central venous introducer/catheter
    • Consider avoiding the right internal jugular vein to preserve this vein for peripheral venovenous-ECMO cannulation if needed
  • Pulmonary artery catheter: if no contraindications to placement
    • Intra and postoperative monitoring of pulmonary artery pressures, volume status/filling pressures, cardiac output, mixed venous oxygen concentration
  • Transesophageal echocardiography
    • Comprehensive exam, including assessment for the presence of a patent foramen ovale, right ventricular (RV) function, and degree of tricuspid regurgitation, and pulmonary vein velocities
  • Adequate vascular access should be ensured, including the use of large-bore peripheral intravenous catheters.

Perioperative Sedation2

  • Patients presenting for lung transplantation often have minimal cardiopulmonary reserve
    • They have a high risk for complications from respiratory depression
    • Sedation/anxiolysis should be avoided prior to the operating room.
      • Especially if on supplemental O2 or pulmonary hypertension
    • Extreme caution should be used if providing sedation/anxiolysis in the operating room.
      • Monitor closely for hypoventilation, hypercarbia, and hypoxia

Induction and Maintenance2

  • These patients are at an increased risk for cardiovascular collapse with induction, including RV failure
    • Starting inotropic infusion at induction in patients with pulmonary hypertension and/or RV dysfunction should be considered.
  • The surgeon and perfusionist should be immediately available for the emergent initiation of MCS should the patient acutely decompensate with induction of anesthesia.
  • Preinduction femoral arterial and venous lines in high-risk patients should be ensured to allow for rapid cannulation for MCS.
  • Starting an inhaled pulmonary vasodilator should be considered prior to induction.
  • Apneic time should be minimized to avoid hypoxia and hypercarbia.
  • Maintenance anesthetic should be tailored to the patient’s pathophysiology, surgical approach, and use of MCS.
    • If gas exchange or blood flow to the lungs is compromised (e.g., unable to achieve adequate minute ventilation; use of MCS), total intravenous anesthesia is preferred.

Airway and Ventilatory Management2,5,6

  • An intubation strategy should be selected that will optimize the chance of first-pass success.
  • The choice of endotracheal tube (ETT) is determined by the surgical approach and use of MCS.
    • If surgery is performed without MCS, lung isolation is required.
    • If surgery is performed with MCS, lung isolation may not be necessary.
  • Lung isolation can be performed with a double-lumen ETT or a single-lumen tube with a bronchial blocker.
  • Ventilator management
    • High tidal volumes and inspiratory pressures should be avoided at all stages of the surgery
    • Tidal volumes lower than or equal to 8cc/kg and inspiratory pressures lower than or equal to 25cmH2O should be recommended.
  • Ventilation should be further tailored to the primary lung pathology.
    • COPD: avoid dynamic hyperinflation
    • Restrictive lung disease: often need higher airway pressures, positive end-expiratory pressure (PEEP), and I:E ratios
    • Cystic fibrosis: may require hyperventilation to maintain gas exchange; frequent suctioning of secretions
  • Intraoperative ventilator management can modify the risk of developing PGD
    • Goal fraction of inspired oxygen (FiO2) less than 0.4 during reperfusion
    • Use the lowest FiO2 necessary to maintain PaO2 greater than 70mmHg
    • After graft implantation, recommend tidal volumes less than 6cc/kg of the donor’s predicted body weight
    • Recommend peak inspiratory pressures (PIP) less than 25cmH2O and PEEP 6-8cmH2O

Perioperative MCS2,4,7

  • Not all lung transplants require MCS; it is used in 30- 50% of lung transplantations.
  • If intraoperative MCS is necessary, VA-ECMO or cardiopulmonary bypass (CPB) is most commonly used
  • Potential indications for MCS:
    • PaO2 less than 80mmHg on FiO2 of 1.0
    • PIP more than 35cmH2O
    • Suprasystemic pulmonary artery pressures
    • Inability to use lung-protective ventilation
    • Inability to perform lung isolation if needed
    • Need for intracardiac repair or complete ventricular decompression
  • ECMO
    • Configuration depends on patient needs, although VA-ECMO most common
    • Patients on VV-ECMO prior to transplant may have their configuration changed to VA-ECMO intraoperatively
    • May be associated with better outcomes compared to off-pump lung transplantation
  • CPB
    • Allows for open-heart procedures
    • Use of CPB is an independent risk factor for the development of PGD.
  • ECMO and CPB are compared and contrasted in Table 2.

Table 2. Comparison of intraoperative MCS strategies. Abbreviations: ECMO, extracorporeal membrane oxygenation; MCS, mechanical circulatory support; ICU, intensive care unit; PGD, primary graft dysfunction.

Transfusion and Fluid Management2

  • Euvolemia should be maintained but avoid excessive fluid administration should be avoided.
    • Excessive fluid administration is associated with the development of PGD.
      • Increased hydrostatic forces in the pulmonary microcirculation can worsen lung injury, particularly in the setting of a disrupted lymphatic system.
    • Volume overload can also worsen RV dysfunction.
  • Red blood cell transfusions should be minimized.
    • Red blood cell and fresh frozen plasma transfusions are associated with an increased risk of PGD.

Pulmonary Vasodilators2,5

  • Pulmonary vasodilators may be used to reduce shunting and pulmonary artery pressures.
    • Patients with pulmonary arterial hypertension may present with a continuous pulmonary vasodilator infusion.
      • Abrupt discontinuation of the infusion can lead to rebound pulmonary hypertension.
  • Inhaled pulmonary vasodilators include nitric oxide and epoprostenol.
    • The inhaled route is preferred intraoperatively to avoid systemic vasodilation.
    • It should be selectively delivered to ventilated portions of the lung, improving V/Q matching.
    • RV afterload should be reduced by reducing pulmonary vascular resistance; help support RV function.

Postoperative Care

Pain Management1,6

  • Parenteral and enteral analgesics
    • Opiates/opioids carry the risk of respiratory depression.
    • Acetaminophen
    • Nonsteroidal anti-inflammatory drug should be avoided due to the risk of postoperative renal dysfunction.
  • Regional anesthesia
    • Thoracic epidural is considered the historical gold standard for postoperative pain control; however, nonneuraxial regional techniques are increasingly being used.
    • A thoracic epidural typically placed at the T4-T5 or T5-T6 levels.
      • Considerations include coagulation status, potential for hypotension
    • Paravertebral catheters
      • Mostly examined in the setting of thoracic surgery; potentially noninferior to thoracic epidural.
    • Serratus anterior plane block (SAPB) or erector spinae plane block
      • Limited data available; SAPB may be noninferior to thoracic epidural for postthoracotomy pain
  • Cryoablation: shown to have a similar analgesic outcome as a thoracic epidural.

Ventilator Management1,4

  • Protective ventilation for the allograft
    • Low tidal volumes, ideally less than 6 ml/kg, avoidance of high inspiratory pressures, permissive hypercarbia, utilization of PEEP to support oxygenation, and minimization of FiO2
  • Early extubation should be pursued if no graft dysfunction and hemodynamic stability.
  • Avoid PEEP or use minimal PEEP in single lung transplant patients to avoid overdistention of the native lung

PGD2,6,8

  • PGD is the leading cause of death after lung transplantation
  • It typically occurs within 72 hours of transplant
  • It is defined as a PaO2/FiO2 ratio less than 300 and/or pulmonary edema on chest X-ray.
  • Risk factors modifiable by the anesthesiologist:
    • Avoid excessive intraoperative blood product or fluid administration
    • Avoid hyperoxia during allograft reperfusion
    • Avoid hyperinflation, large tidal volumes, and elevated PIPs
  • Treatment remains supportive with lung-protective ventilation and early postoperative MCS in the case of severe PGD.

Infections8

  • The incidence of bacterial pneumonia is 10-20% within the first 30 days, despite antibiotic prophylaxis.
  • Bacterial pneumonia is the primary cause of mortality in the first 30 days.

References

  1. Bartels K, Shaw A, Fox A, Thiel R, Howard-Quijano K. Hensley's Practical Approach to Cardiothoracic Anesthesia. Seventh ed. Wolters Kluwer Health; 2025.
  2. Marczin N, de Waal EEC, Hopkins PMA, et al. International consensus recommendations for anesthetic and intensive care management of lung transplantation. An EACTAIC, SCA, ISHLT, ESOT, ESTS, and AST-approved document. J Heart Lung Transplant. 2021;40(11):1327-48. PubMed
  3. Subramanian M, Meyers BF. Lung transplant procedure of choice: Bilateral transplantation versus single transplantation complications, quality of life, and survival. Clin Chest Med. 2023;44(1):47-57. PubMed
  4. Ohsumi A, Date H. Perioperative circulatory support for lung transplantation. Gen Thorac Cardiovasc Surg. 2021;69(4):631-7. PubMed
  5. Murray AW, Boisen ML, Fritz A, Renew JR, Martin AK. Anesthetic considerations in lung transplantation: past, present, and future. J Thorac Dis. 2021;13(11):6550-63. PubMed
  6. Martin AK, Yalamuri SM, Wilkey BJ, et al. The impact of anesthetic management on perioperative outcomes in lung transplantation. J Cardiothorac Vasc Anesth. 2020;34(6):1669-80. PubMed
  7. Moreno Garijo J, Cypel M, McRae K, et al. The evolving role of extracorporeal membrane oxygenation in lung transplantation: Implications for anesthetic management. J Cardiothorac Vasc Anesth. 2019;33(7):1995-2006. PubMed
  8. Roberts P, Todd S. Comprehensive critical care: Adult. Second ed ed. Society of Critical Care Medicine; 2017.

Other References

  1. Kleiman AM. Lung transplantation Part 1. TEE Rounds. 2017. Link
  2. Kleiman AM. Lung transplantation Part 2. TEE Rounds. 2017. Link