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Key Points

  • The most common cause of hypoxemia is an increased alveolar-arterial gradient, which is influenced by right-to-left shunting, ventilation-perfusion mismatch, and mixed venous oxygen tension.1
  • Atelectasis is a common cause of shunt physiology and thus hypoxemia during general anesthesia. This can be treated with recruitment maneuvers and increasing positive end-expiratory pressure (PEEP), which restores end-expiratory lung volume.2
  • The breathing circuit is a common cause of increased dead space during anesthesia.2
  • The volume at which small airways begin to close is called the closing capacity, which leads to shunt physiology.1
  • The majority of oxygen is transported through the blood bound to hemoglobin. Many factors, like pH, PCO2, 2,3-DPG concentration, and temperature, impact hemoglobin’s ability to unload oxygen.1
  • Mixed venous oxygen tension depends on cardiac output, oxygen consumption, and hemoglobin concentration, and can clinically provide information about the balance between oxygen supply and demand.1
  • The etiologies of hypoxemia can be broken up into four categories: hypoventilation, diffusion limitation, shunt, and V/Q mismatch.4
  • When hypoxemia occurs, rigorous workup and management should ensue.

Basic Science

This section provides an abbreviated overview of oxygen physiology. For an in-depth discussion of oxygen physiology, please visit the dedicated OA summary. Link

Hypoxia can be defined as:

  • ↓ SpO2 greater than 5% from baseline or
  • SpO2 less than 90% or
  • PaO2 less than 60 mmHg3

Gas Exchange

  • Oxygen is perfusion-limited, meaning it diffuses quickly and fully equilibrates between the alveoli and capillaries during the time the blood is in the pulmonary capillaries.2
  • The alveolar-arterial oxygen gradient (A-a O2 gradient) is the difference between the alveolar oxygen concentration (PAO2) and the arterial oxygen concentration (PaO2).2
  • The PaO2 can be measured, and the PAO2 can be derived from the alveolar gas equation.2

 

  • The normal A-a gradient: 5-10 mmHg. This can increase with age and lung pathology.
  • The most common cause of hypoxemia is an increased alveolar-arterial gradient, which is influenced by right-to-left shunting, ventilation-perfusion mismatch, and mixed venous oxygen tension.1

Ventilation and Perfusion

  • In order for oxygen to cross the alveoli-capillary interface, both ventilation and perfusion must occur.2
    • Ventilation refers to the movement of air into and out of the alveoli.2
    • Perfusion is the movement of blood through the capillaries.2
  • The V/Q ratio represents the relation between ventilation and perfusion in gas exchange.2
    • Normal V/Q  ≈  0.8-1
    • i.e., (4L/min ⁡ventilation⁡)/(5L/min⁡ cardiac output⁡)=0.8
  • Failure of ventilation or perfusion can lead to shunt or dead-space physiology.2

 

  • The poorly oxygenated blood from shunt physiology mixes with appropriately oxygenated blood, resulting in a decrease in the overall oxygen content of the pulmonary venous blood.2
  • Anesthesia can commonly lead to V/Q mismatch via multiple mechanisms
    • Atelectasis is a common cause of shunt physiology and thus hypoxemia during general anesthesia.2
      • This can be treated with recruitment maneuvers and increasing PEEP, which restores end-expiratory lung volume.2
    • The breathing circuit is a common cause of increased dead space during anesthesia.2
  • Please see the OA summary on Effects of Anesthesia on the Respiratory System. Link
  • When hypoxia occurs, the pulmonary arteries will selectively vasoconstrict to improve V/Q mismatching. This is called hypoxic pulmonary vasoconstriction and is especially relevant in managing patients requiring one-lung ventilation for surgical exposure.2
  • Please see the OA summary on hypoxia during one-lung ventilation for more details. Link

Oxygen Transport

  • Oxygen travels through the blood in two forms: dissolved or carried by hemoglobin.1
  • The total oxygen content of the blood can be calculated by the following equation:
  • The oxyhemoglobin dissociation curve describes the partial pressure of oxygen at which oxygen dissociates from hemoglobin.
  • The P50 is the O2 tension at which hemoglobin is 50% saturation.1

Figure 1. Oxygen dissociation curve. Source: Langley R, Cunningham S. Front Pediatr. 2017. CC BY.

  • Many factors influence the partial pressure of oxygen at which oxygen dissociates from hemoglobin.

Table 1: Factors that shift the oxyhemoglobin dissociation curve

Normal P50 in adults is 27 mmHg
P50 in a term pregnant person is 30 mmHg
P50 in an infant is 19 mm Hg
*Bohr effect: acidosis ↓ Hb affinity for O2

Oxygen Delivery

  • Oxygen delivery depends on arterial oxygen content and cardiac output, as represented by the oxygen delivery equation.1

DO2 = O2 delivery
CaO2 = arterial O2 content
QT = Cardiac output

  • Inadequate oxygen delivery can result from low PaO2, low hemoglobin concentration, or poor cardiac output.
  • Mixed venous oxygen is a helpful measure of the body’s balance of oxygen supply and demand.1
  • Normal mixed venous oxygen is about 40 mmHg and represents a balance between oxygen supply and demand.1
    • High mixed venous O2: hyperoxia, polycythemia, hypothermia
    • Low mixed venous O2: lung disease, anemia, high metabolic state, cardiogenic shock
  • Mixed venous oxygen tension depends on cardiac output, oxygen consumption, and hemoglobin concentration.1
  • The Fick equation expresses the relationship between O2 consumption, O2 content, and cardiac output.1
      • VO2 = O2 consumption
      • QT = cardiac output
      • CaO2 = arterial O2 content
      • CvO2 = venous O2 content
  • Oxygen consumption can be grossly estimated 3-5 mL/kg/min for adults

Closing Capacity

  • Small airways rely on radial traction from surrounding tissue and on lung volume to remain open. The volume at which these airways begin to close is called the closing capacity.1
  • The collapse of small airways leads to shunt physiology.
  • Closing capacity increases with age and obesity to the point where it can equal or exceed functional residual capacity.1

Ventilatory Response to Hypoxemia

  • Low PaO2 triggers peripheral chemoreceptors, causing an increased minute ventilation.4
    • The only chemoreceptors that respond to hypoxemia are the aortic and carotid bodies.4
    • Notably, these receptors respond only to low arterial oxygen tension, not to low oxygen content (i.e., anemia or CO poisoning).4
    • Unlike the CO2 response curve (see OA summary on hypercarbia Link), the ventilatory response to hypoxia curve is far from linear and only really rises when the PaO2 is 60 mmHg (depending on the PaCO2) (Figure 2). The response is amplified in the setting of hypercapnia.4
  • Prolonged hypoxia, however, can cause apnea.4

Figure 2. Ventilatory response to hypoxemia. Source: Alex Yartsev, Deranged Physiology. https://derangedphysiology.com/main/cicm-primary-exam/respiratory-system/Chapter-136/carbon-dioxide-and-oxygen-response-curves

Clinical Applications

  • Hypoxia is feared by medical providers because if not corrected quickly, it can have devastating outcomes, including neurologic injury, arrhythmias, hypotension, bradycardia, and cardiac arrest.3

Etiology of Hypoxia

  • The etiologies of hypoxemia can be broken up into four categories: hypoventilation, diffusion limitation, shunt, and V/Q mismatch4 (Table 2).

Table 2. Etiologies of hypoxia. Adapted from Chambers D et al. Basic Physiology for Anaesthetists. 2nd edition. Page 63-65.

Hypoxia Prevention

  • Complete a careful equipment and machine check prior to induction.3
  • Preoxygenate for 3 minutes or 10 deep breaths until the end tidal O2 is greater than 80%.3
  • Optimize ventilation parameters: increase FiO2 and PEEP.3
  • Improve cardiopulmonary mechanics with positioning when possible.3

Management

  • Assume low SpO2 is hypoxemia (rather than a monitor error) until proven otherwise.3
  • Increase FiO2 to 1.0 and increase gas flows.3
  • If hemodynamically stable, consider a recruitment maneuver and increasing PEEP.3
  • Check for adequate ventilation:3
    • Ensure adequate ETCO2
    • Verify ETT position
    • Check peak inspiratory pressure (PIP)
      • High PIP: Hand ventilate to check compliance, try recruitment if hemodynamically stable, auscultate and assess chest movement to evaluate for bronchospasm, endobronchial intubation, pneumothorax
      • Low PIP: check for a leak
    • Draw an ABG
  • Confirm pulse oximeter function.3
  • Work through a differential diagnosis:3
    • Aspiration, atelectasis, pulmonary embolism, bronchospasm, anaphylaxis, pleural effusion, cardiac dysfunction, pneumothorax, anemia, etc.
    • Consider hypoventilation, over narcotization, and residual neuromuscular blockade in extubated patients.
  • Abort surgery if hypoxia persists, and consider transferring to the intensive care unit.3

References

  1. Butterworth FJ et al. Respiratory Physiology & Anesthesia. Morgan & Mikhail’s Clinical Anesthesiology. 7th edition. United States; McGraw-Hill, 2022: 497-536.
  2. Gaulton T, Cereda M. Respiratory Function in Anesthesia. In: Cullen B et al.(eds) Barash, Cullen, and Stoelting’s Clinical Anesthesia. 9th edition. Philadelphia, PA; Wolter Kluwer; 2024: 349-361.
  3. Harrison TK, Goldhaber-Fiebert S. Hypoxemia In: Gaba DM et al. (eds). Crisis Management in Anesthesiology. Second edition. 2015. Elsevier Saunders. 118-22.
  4. Control of Ventilation & Hypoxia and Shunts. In: Chambers D et al. (eds). Basic Physiology for Anaesthetists. 2nd edition. Cambridge, United Kingdom; Cambridge University Press, 2019: 63-67, 93-96.

Other References

  1. Campos JH. Hypoxia during one-lung ventilation. OA summary. 2023. Link
  2. Scallon Q, Douin DJ. Oxygenation goals in critically ill patients. OA summary. 2025. Link
  3. Ghan T, Chatterjee D. Oxygen physiology. OA summary. 2025. Link
  4. Heister H, Chatterjee D. Hypercarbia. OA summary. 2025 Link